"Compelling need" means: (1) that a failure to obtain requested records on an expedited basis could reasonably be expected to pose an imminent threat to an individual's life or physical safety; or (2) if the requester is primarily engaged in disseminating information, then there must be an urgency to inform the public about actual or alleged federal government activity. To submit a FOIA request or appeal, please use our online forms: File a FOIA request Under unusual circumstances, an extension of time may be required.You may request expedited processing if you demonstrate a compelling need for the information. Log files are available for the following fiscal years. to track the status of a FOIA request. The renewal request must be sent by mail to the Office of Freedom of Information and Privacy ActOperations, SEC, 100 F Street, NE., Washington, DC 20549, and must clearly identify the record for which confidential treatment is sought. Contact the Office of FOIA Services The Securities and Exchange Commission’s Office of FOIA Services will respond to requests for public and non-public records. All newly enacted provisions in boldface type replace the strikethrough text. The request must: (1) be in writing, (2) specifically cite the Freedom of Information Act, (3) reasonably describe the records sought (by name, date, and subject matter), and (4) indicate a willingness to pay fees, (specify the amount they are willing to pay) or ask for a fee waiver. Freedom of Information Act (FOIA) Public Access Link (PAL) To obtain a simple status of a FOIA request without registering, you need the FOIA number of the request.
To assist, OFS is temporarily allowing for submission of confidential treatment requests electronically via email. For questions about the …
114-185) § 552.
The Freedom of Information Act (FOIA) is a federal law that gives the public the right to make requests for federal agency records. By law, we have 20 business days from the date the Office of FOIA Services receives your request to respond. The request must: (1) be in writing, (2) specifically cite the Freedom of Information Act, (3) reasonably describe the records sought (by name, date, and subject matter), and (4) indicate a willingness to pay fees, (specify the amount they are willing to pay) or ask for a fee waiver.
Below is the full text of the Freedom of Information Act in a form showing all amendments to the statute made by the “FOIA Improvement Act of 2016." A FOIA request for a copy of U.S. Securities & Exchange Commission (SEC) records can be made by any individual, private organization, or public organization, other than another Federal agency. To obtain a detailed status of your FOIA request(s), you must be Registered and Logged In. The U.S. Department of Justice, which provides guidance on Under the Privacy Act of 1974, 5 USC 552a, you may send a written request for your records or their correction to the Office of FOIA Services by For any other questions please see the SEC FOIA rule (17 CFR 200.80) or call the Office of FOIA Services at 202-551-8300 from 9:00 a.m. to 5:30 p.m. Eastern Time, Monday through Friday, except federal holidays. Full Text of the FOIA Improvement Act of 2016 (Public Law No. You must show a compelling need by a statement certified by you as true and correct to the best of your knowledge and belief.FOIA Staff will inform you whether we will expedite your request within 10 days from the date of your request for expedited processing.
All others must pay for search and duplication, except for the first 100 pages and the first two hours of search.The rate for search and review will be assessed in quarter-hour increments, as indicated in the The FOIA permits a waiver of fees if release of the records is in the public interest because it (a) is likely to contribute significantly to public understanding of SEC operations or activities and (b) is not primarily in the requester's commercial interest. Agencies may withhold information according to nine exemptions contained in the statute. If your request is denied, you will be provided appeal rights to the SEC's Office of the General Counsel.If a determination is made to release records to you, you may arrange to inspect the records at the SEC Headquarters in Washington, DC or, in certain cases, at a regional or district office, or you may ask that a copy be made and sent to you at $0.24 per page, in accordance with the Commercial requesters must pay all fees associated with the search, review, and duplication of records.
Educational institutions, representatives of the news media, and non-commercial scientific institutions must pay for duplication only, except for the first 100 pages.
Follow the instructions on the "Getting Started page". May 12, 2017 Due to the COVID-19 pandemic, the SEC FOIA staff is working remotely with In light of the current outbreak of coronavirus disease 19 (“COVID-19”), the Office of FOIA Services (OFS) recognizes that it may be impracticable for submitters of confidential treatment requests to comply with Rule 83 by faxing or mailing in their CT requests. A FOIA request for a copy of U.S. Securities & Exchange Commission (SEC) records can be made by any individual, private organization, or public organization, other than another Federal agency.
The Office of Freedom of Information Act (FOIA) Services promotes transparency in government by making SEC records available to the public to the greatest extent possible under the Act.